"When it comes to succeeding in the securities compliance consulting field, we know we can't take anything for granted, and we're absolutely impressed with all of the hard work put in by our team recently. We have obtained a number of new clients...
Online PR News – 13-November-2013 – Londonderry, NH, USA (November 12, 2013) – It's been a busy first six months, not only welcoming on board a number of new clients, but also new team members who will be helping the company maintain its high standard of securities compliance services. Speaking recently, Dennis McCarron, CEO said, "When it comes to succeeding in the securities compliance consulting field, we know we can't take anything for granted, and we're absolutely impressed with all of the hard work put in by our team recently. We have obtained a number of new clients, but we want to ensure that we keep up the good work. That's why we are pleased to announce the arrival of Dan Lonergan."
A Financial Services professional with more than 25 years of experience covering all aspects of the front, middle and back offices of Broker/Dealers, Banks, and Asset Management firms, Dan has performed roles in operations, management, and business development for some of the most complex and demanding financial firms in the US and abroad.
Dan started his career in financial services as a licensed series 7 & 63 representative before migrating to the operations and business processing side of the business. With extensive systems implementation and business conversions he has transitioned hundreds of B/D firms from fully disclosed to self-clearing environments, as well as initiating and establishing new B/Ds and RIAs from scratch in his professional services consultancy roles.
Dan's business development roles include successful sales for startup entrepreneurial firms, professional services consultancy firms, as well as Fidelity, Sungard, and Schwab.
About Regulatory Maven
Regulatory Maven, Inc. was founded in May 2013 by Dennis McCarron and Steve Kenda. The company is located in Londonderry, New Hampshire, and provides a complete suite of securities compliance services to Broker/Dealer and Registered Investment Advisor firms including compliance consulting and testing. RegMaven delivers distinctive expertise and exemplary results. For further information, please visit http://www.regmaven.com or call 603.965.7791.
25 Nashua Rd, Suite C6
Londonderry, NH 03053